Regulatory Attorney and Senior Compliance Executive - with deep experience in developing a culture of compliance. Experienced in Advising clients on AML and consumer regulations, including UDAAP. Expertise in designing compliance management systems (CMS) to manage the compliance risk faced by financial firms especially in times of extreme regulatory stress. Digital Innovation for financial services firms and RegTech - Proficient in identifying technology to automate, detect and mitigate the compliance and operational risk faced by highly regulated financial entities. AML and Regulatory Compliance Expert -Experienced in managing regulatory relationships and expectations on behalf of the Client. Experienced in writing Policies and Compliance Manuals and providing adequate training and testing to create a robust control environment. Experience in working with various regulators CFTC, NFA, SEC, FINRA, OCC. Admitted to the Bar in New York. Frequent speaker and panelist as SME on AML and regulatory compliance.